2 edition of Federal securities law found in the catalog.
Federal securities law
Thomas Lee Hazen
1993 by Federal Judicial Center in Washington, DC (Thurgood Marshall Federal Judiciary Bldg., 1 Columbus Circle, N.E. 20002-8003) .
Written in English
Includes bibliographical references (p. 111-112).
|Statement||Thomas Lee Hazen.|
|Contributions||Federal Judicial Center.|
|LC Classifications||KF1440 .H39 1993|
|The Physical Object|
|Pagination||vii, 115 p. ;|
|Number of Pages||115|
|LC Control Number||94150905|
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Martin is a law professor with expertise in the U.S. Securities and Exchange Commission, where she has worked, and business and securities regulation. In “ When the Levees Break: Re-Visioning Regulation of the Securities Markets ” (Lexington Books, ), Kunz and Martin call for building an entirely new, mostly automated, system to govern Author: James Jolly.
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Fund Director's Guidebook, Fourth Edition. By Federal Regulation of Securities ISBN:Product Code:EBKpages This highly regarded guidebook covers open-end funds (typically referred to as mutual funds), closed-end f. Jan 01, · The author examines the statutory framework for the issues that federal judges are most likely to encounter in federal securities litigation.
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Federal Securities Law 2 tor Protection Act of The discussion that follows focuses on the Securities Act of and the Securities Exchange Act of 1. Overview of Act The Act was, and still is, directed primarily at public offerings of securities. Subject to certain exemptions, the Act requires the regis.
Note: Citations are based on reference standards. However, formatting rules can vary widely between applications and fields of interest or study. The specific requirements or preferences of your reviewing publisher, classroom teacher, institution or organization should be applied.
Books Author Practice Area Acquisitions Under the Hart-Scott-Rodino Antitrust Improvements Act. Regulating distribution of securities --Securities Act of Regulating issuers, securities professionals, and securities markets --Securities Exchange Act of Responsibility: Thomas Lee Hazen, Cary C. Boshamer Distinquished Professor of Law, the University of North Carolina at Chapel Hill School of Law ; legal editor Kris Markarian.
Federal Securities Law 2 Investment Advisers Act of ,7 and the Securities Investor Protec-tion Act of The Act was, and still is, directed primarily at public offerings of securities.
Subject to certain exemptions, the Act requires the registration of all securities. The Federal Reserve Board regulates permissible margins on purchases of securities.
No-Action Letters (Securities & Exchange Commission): Businesses request advisory letters from the SEC to clarify whether a particular product, service, or action would constitute a violation of federal securities laws.
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The primary purpose of this book is to familiarize probate and trust lawyers and senior trust officers of banks and trust.